Exam Prep 10th Edition Ch.11 Risk And Return - Corporate Finance 10e Complete Test Bank by Stephen Ross. DOCX document preview.

Exam Prep 10th Edition Ch.11 Risk And Return

Chapter 11

Risk and Return

Test Bank - Static Key

1. Mary owns a risky stock and anticipates earning 16.5 percent on her investment in that stock. Which one of the following best describes the 16.5 percent rate?

A. Expected return

B. Real return

C. Market rate

D. Systematic return

E. Risk premium

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

2. A portfolio is:

A. a single risky security.

B. any security that is equally as risky as the overall market.

C. any new issue of stock.

D. a group of assets held by an investor.

E. an investment in a risk-free security.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

3. Stock A comprises 28 percent of Susan's portfolio. Which one of the following terms applies to the 28 percent?

A. Portfolio variance

B. Portfolio standard deviation

C. Portfolio weight

D. Portfolio expected return

E. Portfolio beta

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio weights

4. Systematic risk is defined as:

A. any risk that affects a large number of assets.

B. the total risk of an individual security.

C. diversifiable risk.

D. asset-specific risk.

E. the risk unique to a firm's management.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Systematic and unsystematic risk

5. Unsystematic risk can be defined by all of the following except:

A. unrewarded risk.

B. diversifiable risk.

C. market risk.

D. unique risk.

E. asset-specific risk.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Systematic and unsystematic risk

6. Which term best refers to the practice of investing in a variety of diverse assets as a means of reducing risk?

A. Systematic

B. Unsystematic

C. Diversification

D. Security market line

E. Capital asset pricing model

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.5 Diversification and Portfolio Risk

Topic: Diversification concepts and measures

7. The systematic risk principle states that the expected return on a risky asset depends only on the asset’s ___ risk.

A. unique

B. diversifiable

C. asset-specific

D. market

E. unsystematic

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Systematic and unsystematic risk

8. The amount of systematic risk present in a particular risky asset relative to that in an average risky asset is measured by the:

A. squared deviation.

B. beta coefficient.

C. standard deviation.

D. mean.

E. variance.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

9. The security market line is a linear function that is graphed by plotting data points based on the relationship between the:

A. risk-free rate and beta.

B. market rate of return and beta.

C. market rate of return and the risk-free rate.

D. risk-free rate and the market rate of return.

E. expected return and beta.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

10. The slope of the security market line represents the:

A. risk-free rate.

B. market risk premium.

C. beta coefficient.

D. risk premium on an individual asset.

E. market rate of return.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

11. The security market line is defined as a positively sloped straight line that displays the relationship between the:

A. beta and standard deviation of a portfolio.

B. systematic and unsystematic risks of a security.

C. nominal and real rates of return.

D. expected return and beta of either a security or a portfolio.

E. risk premium and beta of a portfolio.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

12. Which one of the following is the minimum required rate of return on a new investment that makes that investment attractive?

A. Risk-free rate

B. Market risk premium

C. Expected return minus the risk-free rate

D. Market rate of return

E. Cost of capital

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.8 The SML and Cost of Capital: A Preview

Topic: Cost of capital - general

13. A stock is expected to return 13 percent in an economic boom, 10 percent in a normal economy, and 3 percent in a recessionary economy. Which one of the following will lower the overall expected rate of return on this stock?

A. An increase in the rate of return in a recessionary economy

B. An increase in the probability of an economic boom

C. A decrease in the probability of a recession occurring

D. A decrease in the probability of an economic boom

E. An increase in the rate of return for a normal economy

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

14. Which one of the following is the computation of the risk premium for an individual security? E(R) is the expected return on the security, Rf is the risk-free rate, β is the security's beta, and E(RM) is the expected rate of return on the market.

A. E(RM) -Rf

B. E(R) - E(RM)

C. E(R) - [E(RM) + Rf]

D. β[E(RM) - Rf]

E. β [E(R) - Rf]

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Risk premium

15. The expected rate of return on Delaware Shores stock is based on three possible states of the economy. These states are boom, normal, and recession which have probabilities of occurrence of 20 percent, 75 percent, and 5 percent, respectively. Which one of the following statements is correct concerning the variance of the returns on this stock?

A. The variance must decrease if the probability of occurrence for a boom increases.

B. The variance will remain constant as long as the sum of the economic probabilities is 100 percent.

C. The variance can be positive, zero, or negative, depending on the expected rate of return assigned to each economic state.

D. The variance must be positive provided that each state of the economy produces a different expected rate of return.

E. The variance is independent of the economic probabilities of occurrence.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Standard deviation and variance

16. Which one of the following statements is correct?

A. The risk premium on a risk-free security is generally considered to be one percent.

B. The expected rate of return on any security, given multiple states of the economy, must be positive.

C. There is an inverse relationship between the level of risk and the risk premium given a risky security.

D. If a risky security is correctly priced, its expected risk premium will be positive.

E. If a risky security is priced correctly, it will have an expected return equal to the risk-free rate.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Risk premium

17. Which statement is true?

A. The expected rate of return on any portfolio must be positive.

B. The arithmetic average of the betas for each security held in a portfolio must equal 1.0.

C. The beta of any portfolio must be 1.0.

D. The weights of the securities held in any portfolio must equal 1.0.

E. The standard deviation of any portfolio must equal 1.0.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio weights

18. Consider a portfolio comprised of four risky securities. Assume the economy has three economic states with varying probabilities of occurrence. Which one of the following will guarantee that the portfolio variance will equal zero?

A. The portfolio beta must be 1.0.

B. The portfolio expected rate of return must be the same for each economic state.

C. The portfolio risk premium must equal zero.

D. The portfolio expected rate of return must equal the expected market rate of return.

E. There must be equal probabilities that the state of the economy will be a boom or a bust.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Standard deviation and variance

19. Which one of the following is the best example of an announcement that is most apt to result in an unexpected return?

A. A news bulletin that the anticipated layoffs by a firm will occur as expected on December 1

B. Announcement that the CFO of the firm is retiring June 1 as previously announced

C. Announcement that a firm will continue its practice of paying a $3 a share annual dividend

D. Statement by a firm that it has just discovered a manufacturing defect and is recalling its product

E. The verification by senior management that the firm is being acquired as had been rumored

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.3 Announcements, Surprises, and Expected Returns

Topic: Systematic and unsystematic risk

20. Which one of the following is the best example of unsystematic risk?

A. Inflation exceeding market expectations

B. A warehouse fire

C. Decrease in corporate tax rates

D. Decrease in the value of the dollar

E. Increase in consumer spending

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Systematic and unsystematic risk

21. Which one of these represents systematic risk?

A. Major layoff by a regional manufacturer of power boats

B. Increase in consumption created by a reduction in personal tax rates

C. Surprise firing of a firm's chief financial officer

D. Closure of a major retail chain of stores

E. Product recall by one manufacturer

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Systematic and unsystematic risk

22. Which one of these is the best example of systematic risk?

A. Discovery of a major gas field

B. Decrease in textile imports

C. Increase in agricultural exports

D. Decrease in gross domestic product

E. Decrease in management bonuses for banking executives

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Systematic and unsystematic risk

23. Standard deviation measures _____ risk while beta measures _____ risk.

A. systematic; unsystematic

B. unsystematic; systematic

C. total; unsystematic

D. total; systematic

E. asset-specific; market

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

24. Which one of the following portfolios will have a beta of zero?

A. A portfolio that is equally as risky as the overall market

B. A portfolio that consists of a single stock

C. A portfolio comprised solely of U. S. Treasury bills

D. A portfolio with a zero variance of returns

E. No portfolio can have a beta of zero.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

25. Which one of the following best exemplifies unsystematic risk?

A. Unexpected economic collapse

B. Unexpected increase in interest rates

C. Unexpected increase in the variable costs for a firm

D. Sudden decrease in inflation

E. Expected increase in tax rates

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Systematic and unsystematic risk

26. The risk premium for an individual security is based on which one of the following types of risk?

A. Total

B. Surprise

C. Diversifiable

D. Systematic

E. Unsystematic

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.7 The Security Market Line

Topic: Risk premium

27. Which one of the following represents the amount of compensation an investor should expect to receive for accepting the unsystematic risk associated with an individual security?

A. Security beta multiplied by the market rate of return

B. Market risk premium

C. Security beta multiplied by the market risk premium

D. Risk-free rate of return

E. Zero

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risk and return relationship

28. Systematic risk is:

A. totally eliminated when a portfolio is fully diversified.

B. defined as the total risk associated with surprise events.

C. risk that affects a limited number of securities.

D. measured by beta.

E. measured by standard deviation.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

29. Which statement is correct?

A. A portfolio that contains at least 30 diverse individual securities will have a beta of 1.0.

B. Any portfolio that is correctly valued will have a beta of 1.0.

C. A portfolio that has a beta of 1.12 will lie to the left of the market portfolio on a security market line graph.

D. A risk-free security plots at the origin on a security market line graph.

E. An underpriced security will plot above the security market line.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.4 Risk: Systematic and Unsystematic

Topic: Security market line

30. Portfolio diversification eliminates:

A. all investment risk.

B. the portfolio risk premium.

C. market risk.

D. unsystematic risk.

E. the reward for bearing risk.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.5 Diversification and Portfolio Risk

Topic: Diversification concepts and measures

31. Diversifying a portfolio across various sectors and industries might do more than one of the following. However, this diversification must do which one of the following?

A. Increase the expected risk premium

B. Reduce the beta of the portfolio to one

C. Increase the security's risk premium

D. Reduce the portfolio's systematic risk level

E. Reduce the portfolio's unique risks

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.5 Diversification and Portfolio Risk

Topic: Diversification concepts and measures

32. For a risky security to have a positive expected return but less risk than the overall market, the security must have a beta:

A. of zero.

B. that is > 0 but < 1.

C. of one.

D. that is > 1.

E. that is infinite.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Beta

33. The addition of a risky security to a fully diversified portfolio:

A. must decrease the portfolio's expected return.

B. must increase the portfolio beta.

C. may or may not affect the portfolio beta.

D. will increase the unsystematic risk of the portfolio.

E. will have no effect on the portfolio beta or its expected return.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

34. A portfolio is comprised of 35 securities with varying betas. The lowest beta for an individual security is .74 and the highest of the security betas of 1.51. Given this information, you know that the portfolio beta:

A. must be 1.0 because of the large number of securities in the portfolio.

B. is the geometric average of the individual security betas.

C. must be less than the market beta.

D. will be between 0 and 1.0.

E. will be greater than or equal to .74 but less than or equal to 1.51.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

35. The beta of a risky portfolio cannot be less than _____ nor greater than ____.

A. 0; 1

B. 1; the market beta

C. the lowest individual beta in the portfolio; market beta

D. the market beta; the highest individual beta in the portfolio

E. the lowest individual beta in the portfolio; the highest individual beta in the portfolio

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

36. If a security plots to the right and below the security market line, then the security has ____ systematic risk than the market and is ____.

A. more; overpriced

B. more; underpriced

C. less; overpriced

D. less; underpriced

E. less; correctly priced

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

37. Assume you own a portfolio of diverse securities which are each correctly priced. Given this, the reward-to-risk ratio:

A. for the portfolio must equal 1.0.

B. for the portfolio must be less than the market risk premium.

C. for each security must equal zero.

D. of each security is equal to the risk-free rate.

E. of each security must equal the slope of the security market line.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risk and return relationship

38. Which statement is correct?

A. An underpriced security will plot below the security market line.

B. A security with a beta of 1.54 will plot on the security market line if it is correctly priced.

C. A portfolio with a beta of .93 will plot to the right of the overall market.

D. A security with a beta of .99 will plot above the security market line if it is correctly priced.

E. A risk-free security will plot at the origin.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

39. Which one of the following is the vertical intercept of the security market line?

A. Market rate of return

B. Individual security rate of return

C. Market risk premium

D. Individual security beta multiplied by the market risk premium

E. Risk-free rate

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

40. According to the capital asset pricing model, the expected return on a security will be affected by all of the following except the:

A. market risk premium.

B. risk-free rate.

C. market rate of return.

D. security’s standard deviation.

E. security’s beta.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

41. World United stock currently plots on the security market line and has a beta of 1.04. Which one of the following will increase that stock's rate of return without affecting the risk level of the stock, all else constant?

A. An increase in the risk-free rate

B. Decrease in the security's beta

C. Overpricing of the stock in the marketplace

D. Increase in the market risk-to-reward ratio

E. Decrease in the market rate of return

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

42. The expected return on a security is not affected by the:

A. security’s unique risks.

B. risk-free rate.

C. security’s risk premium.

D. security’s beta.

E. market rate of return.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

43. The capital asset pricing model:

A. assumes the market has a beta of zero and the risk-free rate is positive.

B. rewards investors based on total risk assumed.

C. considers the relationship between the fluctuations in a security’s returns versus the market’s returns.

D. applies to portfolios but not to individual securities.

E. assumes the market risk premium is constant over time.

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

44. Julie wants to create a $5,000 portfolio. She also wants to invest as much as possible in a high risk stock with the hope of earning a high rate of return. However, she wants her portfolio to have no more risk than the overall market. Which one of the following portfolios is most apt to meet all of her objectives?

A. Invest the entire $5,000 in a stock with a beta of 1.0

B. Invest $2,500 in a stock with a beta of 1.98 and $2,500 in a stock with a beta of 1.0

C. Invest $2,500 in a risk-free asset and $2,500 in a stock with a beta of 2.0

D. Invest $2,500 in a stock with a beta of 1.0, $1,250 in a risk-free asset, and $1,250 in a stock with a beta of 2.0

E. Invest $2,000 in a stock with a beta of 3, $2,000 in a risk-free asset, and $1,000 in a stock with a beta of 1.0

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

45. Based on the capital asset pricing model, which one of the following must increase the expected return on an individual security, all else held constant?

A. An increase in the risk level of that security as measured by standard deviation

B. An increase in the risk-free rate given a security beta of 1.42

C. A decrease in the market rate of return given a security beta of 1.13

D. A decrease in the market rate of return given a security beta of .78

E. A decrease in the risk-free rate given a security beta of 1.06

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

46. Midwest Fastener Supply stock is expected to return 16 percent in a booming economy, 12percent in a normal economy, and -3 percent in a recession. The probabilities of an economic boom, normal state, or recession are 12 percent, 80 percent, and 8 percent, respectively. What is the expected rate of return on this stock?

A. 11.28 percent

B. 10.67 percent

C. 10.95 percent

D. 11.91 percent

E. 11.70 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

47. Crabby Shores stock is expected to return 15.7 percent in a booming economy, 9.8 percent in a normal economy, and 2.3 percent in a recession. The probabilities of an economic boom, normal state, or recession are 15 percent, 73 percent, and 12 percent, respectively. What is the expected rate of return on this stock?

A. 10.07 percent

B. 10.74 percent

C. 10.61 percent

D. 9.79 percent

E. 8.68 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

48. Southern Wear stock has an expected return of 15.1 percent. The stock is expected to lose 8 percent in a recession and earn 18 percent in a boom. The probabilities of a recession, a normal economy, and a boom are 2 percent, 87 percent, and 11 percent, respectively. What is the expected return on this stock if the economy is normal?

A. 14.79 percent

B. 17.04 percent

C. 15.26 percent

D. 16.43 percent

E. 11.08 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

49. Bernard Companies stock has an expected return of 9.5 percent. The stock is expected to return 11 percent in a normal economy and 13.4 percent in a boom. The probabilities of a recession, normal economy, and a boom are 10 percent, 84 percent, and 6 percent, respectively. What is the expected return if the economy is in a recession?

A. -5.44 percent

B. -2.97 percent

C. --2.46 percent

D. -10.98 percent

E. -6.98 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

50. Bass Clef Music Stores' stock has a risk premium of 7 percent while the inflation rate is 1.9 percent and the risk-free rate is 2.2 percent. What is the expected return on this stock?

A. 10.9 percent

B. 7.3 percent

C. 9.2 percent

D. 10.8 percent

E. 12.3 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

51. Assume the economy has an 18 percent chance of booming, a 3 percent chance of being recessionary, and being normal the remainder of the time. A stock is expected to return 16.8 percent in a boom, 12.9 percent in a normal economy, and -4.5 percent in a recession. What is the expected rate of return on this stock?

A. 7.98 percent

B. 8.63 percent

C. 9.17 percent

D. 13.08 percent

E. 10.68 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

52. Malone Imports stock should return 12 percent in a boom, 10 percent in a normal economy, and 2 percent in a recession. The probabilities of a boom, normal economy, and recession are 5 percent, 85 percent, and 10 percent, respectively. What is the variance of the returns on this stock?

A. ..000522

B. ..000611

C. ..024718

D. ..006107

E. ..015254

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Standard deviation and variance

53. The common stock of The Dominic Companies should return 29 percent in a boom, 12 percent in a normal economy, and -15 percent in a recession. The probabilities of a boom, normal economy, and recession are 12percent, 86 percent, and 2 percent, respectively. What is the variance of the returns on this stock?

A. .005809

B. .005019

C. .006047

D. .004701

E. .006270

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Standard deviation and variance

54. North Around, Inc. stock is expected to return 22percent in a boom, 13percent in a normal economy, and -15 percent in a recession. The probabilities of a boom, normal economy, and a recession are 6 percent, 92 percent, and 2 percent, respectively. What is the standard deviation of the returns on this stock?

A. 2.15 percent

B. 4.6 percent

C. 20.54 percent

D. 18.79 percent

E. 4.53 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Standard deviation and variance

55. Blue Bell stock is expected to return 8.4 percent in a boom, 8.9 percent in a normal economy, and 9.2 percent in a recession. The probabilities of a boom, normal economy, and a recession are 6 percent, 92 percent, and 2 percent, respectively. What is the standard deviation of the returns on this stock?

A. .38 percent

B. .55 percent

C. .13 percent

D. .42 percent

E. .06 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Standard deviation and variance

56. You own a portfolio that is invested as follows: $22,575 of Stock A, $3,750 of Stock B, $12,500 of Stock C, and $5,800 of Stock D. What is the portfolio weight of Stock B?

A. 8.47 percent

B. 8.40 percent

C10.96 percent

D. 9.66 percent

E. 13.08 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio weights

57. You own a $58,600 portfolio comprised of four stocks. The values of Stocks A, B, and C are $11,200, $17,400, and $20,400, respectively. What is the portfolio weight of Stock D?

A. 16.38 percent

B. 15.39 percent

C. 10.33 percent

D. 12.10 percent

E. 12.58 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio weights

58. You own a portfolio of two stocks, A and B. Stock A is valued at $84,650 and has an expected return of 10.6 percent. Stock B has an expected return of 6.4 percent. What is the expected return on the portfolio if the portfolio value is $97,500?

A. 9.99 percent

B. 9.62 percent

C. 9.74 percent

D. 10.09 percent

E. 10.05 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

59. You own a portfolio that is invested 32 percent in Stock A, 43 percent in Stock B, and the remainder in Stock C. The expected returns on stocks A, B, and C are 11.5 percent, 15.2 percent, and 8.8 percent, respectively. What is the expected return on the portfolio?

A. 11.71 percent

B. 12.18 percent

C. 12.83 percent

D. 12.42 percent

E. 12.49 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

60. You own a portfolio consisting of the securities listed below. The expected return for each security is as shown. What is the expected return on the portfolio?





A. 13.81 percent

B. 12.91 percent

C. 13.28 percent

D. 14.14 percent

E. 13.46 percent

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

61. You have compiled the following information on your investments. What rate of return should you expect to earn on this portfolio?





A. 11.57 percent

B. 11.13 percent

C. 11.87 percent

D. 11.30 percent

E. 11.61 percent

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

62. You want to create a $50,000 portfolio that consists of three stocks and has an expected return of 12.6 percent. Currently, you own $14,200 of Stock A and $21,700 of Stock B. The expected return for Stock A is 16.2 percent, and for Stock B it is 10.4 percent. What is the expected rate of return for Stock C?

A. 13.67 percent

B. 14.14 percent

C. 13.38 percent

D. 12.36 percent

E. 12.11 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

63. You would like to invest $24,000 and have a portfolio expected return of 11.5 percent. You are considering two securities, A and B. Stock A has an expected return of 18.6 percent and B has an expected return of 7.4 percent. Approximately how much should you invest in Stock A if you invest the balance in Stock B?

A. $7,807

B. $8,786

C. $7,411

D. $7,137

E. $8,626

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

64. Given the following information, what is the expected return on a portfolio that is invested 30 percent in both Stocks A and C, and 40 percent in Stock B?





A. 9.44 percent

B. 11.3 percent

C. 10.69 percent

D. 9.2 percent

E. 8.78 percent

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Portfolio return

65. Given the following information, what is the expected return on a portfolio that is invested 35 percent in Stock A, 45 percent in Stock B, and the balance in Stock C?



Picture





A. 12.04 percent

B. 12.16 percent

C. 12.91 percent

D. 13.46 percent

E. 11.87 percent

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Portfolio return

66. Given the following information, what is the variance of the returns on a portfolio that is invested 40 percent in both Stocks A and B, and 20 percent in Stock C?



Picture

A. .000602

B. .001490

C. .000513

D. .000205

E. .001143

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Portfolio return

67. Given the following information, what is the standard deviation of the returns on a portfolio that is invested 35 percent in both Stocks A and C, and 30 percent in Stock B?



Picture

A. 1.95 percent

B. 1.13 percent

C. 3.67 percent

D. 2.91 percent

E. 2.36 percent

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Portfolio return

68. Given the following information, what is the standard deviation of the returns on a portfolio that is invested 40 percent in Stock A, 35 percent in Stock B, and the remainder in Stock C?



Picture

A. 1.68 percent

B. 6.72 percent

C. 3.16 percent

D. 2.43 percent

E. 16.57 percent

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Portfolio return

69. You want to create a $72,000 portfolio comprised of two stocks plus a risk-free security. Stock A has an expected return of 13.6 percent and Stock B has an expected return of 14.7 percent. You want to own $25,000 of Stock B. The risk-free rate is 3.6 percent and the expected return on the market is 12.1 percent. If you want the portfolio to have an expected return equal to that of the market, how much should you invest in the risk-free security?

A. $12,921

B. $12,987

C. $13,550

D. $13,315

E. $12,775

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

70. A portfolio has an expected return of 13.4 percent. This portfolio contains two stocks and one risk-free security. The expected return on Stock X is 12.2 percent and on Stock Y it is 19.3 percent. The risk-free rate is 4.1 percent. The portfolio value is $48,000 of which $10,000 is the risk-free security. How much is invested in Stock X?

A. $21,548.19

B. $19,514.14

C. $18,478.87

D. $22,200.14

E. $16,904.72

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-01 Calculate expected returns.

Section: 11.2 Portfolios

Topic: Portfolio return

71. You own a $36,800 portfolio that is invested in Stocks A and B. The portfolio beta is equal to the market beta. Stock A has an expected return of 22.6 percent and has a beta of 1.48. Stock B has a beta of .72. What is the value of your investment in Stock A?

A. $8,619

B. $12,333

C. $14,500

D. $13,558

E. $17,204

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

72. A $36,000 portfolio is invested in a risk-free security and two stocks. The beta of Stock A is 1.29 while the beta of Stock B is .90. One-half of the portfolio is invested in the risk-free security. How much is invested in Stock A if the beta of the portfolio is .58?

A. $6,000

B. $9,000

C. $12,000

D. $15,000

E. $18,000

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

73. What is the beta of the following portfolio?



Picture

A. 1.08

B. 1.15

C. 1.04

D. 1.11

E. .99

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

74. What is the beta of the following portfolio?



Picture

A. .98

B. .76

C. 1.18

D. 1.21

E. 1.13

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

75. You would like to create a portfolio that is equally invested in a risk-free asset and two stocks. One stock has a beta of 1.39. What does the beta of the second stock have to be if you want the portfolio to be equally as risky as the overall market?

A. .72

B. .97

C. 1.23

D. 1.55

E. 1.61

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

76. You currently own a portfolio valued at $52,000 that has a beta of 1.16. You have another $10,000 to invest and would like to invest it in a manner such that the portfolio beta decreases to 1.15. What does the beta of the new investment have to be?

A. 1.098

B. .889

C. .869

D. .924

E. 1.125

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

77. Currently, you own a portfolio comprised of the following three securities. How much of the riskiest security should you sell and replace with risk-free securities if you want your portfolio beta to equal 90 percent of the market beta?



Picture

A. $7,023.15

B. $7,811.29

C. $8,666.67

D. $7,753.51

E. $8,318.50

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

78. You currently own a portfolio valued at $76,000 that is equally as risky as the market. Given the information below, what is the beta of Stock C?



Picture

A. .91

B. .95

C. .81

D. 1.03

E. 1.06

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

79. Stock A has an expected return of 14.4 percent and a beta of 1.21. Stock B has an expected return of 12.87 percent and a beta of 1.06. Both stocks have the same reward-to-risk ratio. What is the risk-free rate?

A. 2.06 percent

B. 2.28 percent

C. 1.79 percent

D. 3.35 percent

E. 1.92 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risk and return relationship

80. Currently, the risk-free rate is 3.2 percent. Stock A has an expected return of 11.4 percent and a beta of 1.11. Stock B has an expected return of 13.7 percent. The stocks have equal reward-to-risk ratios. What is the beta of Stock B?

A. 1.27

B. 1.33

C. 1.36

D. 1.08

E. 1.42

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risk and return relationship

81. Stock A has a beta of 1.09 while Stock B has a beta of .76 and an expected return of 8.2 percent. What is the expected return on Stock A if the risk-free rate is 4.6 percent and both stocks have equal reward-to-risk premiums?

A. 11.12 percent

B. 8.07 percent

C. 9.76 percent

D. 10.89 percent

E. 11.73 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risk and return relationship

82. A stock has a beta of 1.32 and an expected return of 12.8 percent. The risk-free rate is 3.6 percent. What is the slope of the security market line?

A. 6.49 percent

B. 7.28 percent

C. 6.97 percent

D. 9.03 percent

E. 7.99 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

83. A stock has an expected return of 11.3 percent and a beta of 1.08. The risk-free rate is 4.7 percent. What is the slope of the security market line?

A. 7.25 percent

B. 6.11 percent

C. 6.78 percent

D. 5.92 percent

E. 7.03 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

84. Stock J has a beta of 1.52 and an expected return of 15.76percent. Stock K has a beta of .98 and an expected return of 11.44 percent. What is the risk-free rate if these securities both plot on the security market line?

A. 3.60 percent

B. 3.34 percent

C. 3.57 percent

D. 3.52 percent

E. 3.64 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

85. The risk-free rate is 3.7 percent and the expected return on the market is 12.3 percent. Stock A has a beta of 1.1 and an expected return of 13.1 percent. Stock B has a beta of .86 and an expected return of 11.4 percent. Are these stocks correctly priced? Why or why not?

A. No, Stock A is underpriced and Stock B is overpriced.

B. No, Stock A is overpriced and Stock B is underpriced.

C. No, Stock A is overpriced but Stock B is correctly priced.

D. No, Stock A is underpriced but Stock B is correctly priced.

E. No, both stocks are overpriced.

 

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Security market line

86. Bama Entertainment has common stock with a beta of 1.22. The market risk premium is 8.1 percent and the risk-free rate is 3.9 percent. What is the expected return on this stock?

A. 13.31 percent

B. 12.67 percent

C. 12.40 percent

D. 13.78 percent

E. 14.13 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

87. The stock of Wiley United has a beta of .98. The market risk premium is 7.6 percent and the risk-free rate is 3.9 percent. What is the expected return on this stock?

A. 7.53 percent

B. 7.69 percent

C. 11.35 percent

D. 11.52 percent

E. 12.01 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

88. BJB stock has an expected return of 17.82 percent. The risk-free rate is 4.6 percent and the market risk premium is 8.2 percent. What is the stock's beta?

A. 1.47

B. 1.51

C. 1.61

D. 1.48

E. 1.68

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

89. Ben & Terry's has an expected return of 13.2 percent and a beta of 1.08. The expected return on the market is 12.4 percent. What is the risk-free rate?

A. 3.87 percent

B. 4.24 percent

C. 2.61 percent

D. 3.29 percent

E. 2.40 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

90. You own a stock that has an expected return of 15.72 percent and a beta of 1.33. The U.S. Treasury bill is yielding 3.82 percent and the inflation rate is 2.95 percent. What is the expected rate of return on the market?

A. 12.07 percent

B. 12.77 percent

C. 13.64 percent

D. 14.09 percent

E. 13.42 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

91. A stock has a beta of 1.10, an expected return of 12.11 percent, and lies on the security market line. A risk-free asset is yielding 3.2 percent. You want to create a portfolio valued at $12,000 consisting of Stock A and the risk-free security such that the portfolio beta is .80. What rate of return should you expect to earn on your portfolio?

A. 9.68 percent

B. 9.16 percent

C. 9.33 percent

D. 9.41 percent

E. 9.56 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

92. You own a portfolio that has $2,200 invested in Stock A and $1,300 invested in Stock B. If the expected returns on these stocks are 11 percent and 17 percent, respectively, what is the expected return on the portfolio?

A. 12.57 percent

B. 11.14 percent

C. 14.96 percent

D. 13.23 percent

E. 13.07 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Portfolio return

93. Consider the following information:



Picture

What is the variance of a portfolio invested 25 percent each in Stocks A and B and 50 percent in Stock C?

A. .001427

B. .000863

C. .001289

D. .001128

E. .000740

AACSB: Analytical Thinking

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.2 Portfolios

Topic: Standard deviation and variance

94. You own a portfolio equally invested in a risk-free asset and two stocks. If one of the stocks has a beta of 1.86 and the total portfolio is equally as risky as the market, what must the beta be for the other stock in your portfolio?

A. 1.07

B. .54

C. 1.14

D. .14

E. .97

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-03 Define the systematic risk principle.

Section: 11.7 The Security Market Line

Topic: Beta

95. A stock has a beta of 1.04, the expected return on the market is 11.75, and the risk-free rate is 3.75. What must the expected return on this stock be?

A. 9.89 percent

B38.32 percent

C. 13.56 percent

D. 19.16 percent

E. 12.07 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

96. A stock has an expected return of 14.3 percent, the risk-free rate is 3.9 percent, and the market risk premium is 7.8 percent. What must the beta of this stock be?

A. 1.67

B. .94

C. 1.08

D. 1.21

E. 1.33

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

97. A stock has a beta of 1.48 and an expected return of 17.3 percent. A risk-free asset currently earns 4.6 percent. If a portfolio of the two assets has a beta of .98, then the weight of the stock must be ___ and the risk-free weight must be___.

A. .56; .44

B. .34; .66

C. .44; .56

D. .66; .34

E. .72; .28

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

98. Stock Y has a beta of 1.28 and an expected return of 13.7 percent. Stock Z has a beta of 1.02 and an expected return of 11.4 percent. What would the risk-free rate have to be for the two stocks to be correctly priced relative to each other?

A. 2.38 percent

B. 2.76 percent

C. 3.23 percent

D. 3.69 percent

E. 4.08 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Risks and returns

99. Stock J has a beta of 1.06 and an expected return of 12.3 percent, while Stock K has a beta of .74 and an expected return of 6.7 percent. If you create portfolio with the same risk as the market, what rate of return should you expect to earn?

A. 10.67 percent

B. 11.18 percent

C. 11.62 percent

D. 11.25 percent

E. 11.13 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.7 The Security Market Line

Topic: Beta

100. Consider the following information on a portfolio of three stocks:



Picture



The portfolio is invested 40 percent in each Stock A and Stock B and20 percent in Stock C. If the expected T-bill rate is 4.03 percent, what is the expected risk premium on the portfolio?

A. 5.80 percent

B. 6.90 percent

C. 5.38 percent

D. 6.72 percent

E. 7.68 percent

AACSB: Analytical Thinking

Blooms: Understand

Difficulty: 2 Medium

Learning Objective: 11-02 Explain the impact of diversification.

Section: 11.7 The Security Market Line

Topic: Risk premium

New Questions

101. Popular Finger Foods stock is expected to return 20 percent in a booming economy, 14 percent in a normal economy, and -5 percent in a recession. The probabilities of an economic boom, normal state, or recession are 8 percent, 87 percent, and 5percent, respectively. What is the expected rate of return on this stock?

A. 13.53 percent

B. 12.92 percent

C. 13.20 percent

D. 14.16 percent

E. 13.95 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

102. Crabby Shores stock is expected to return 16 percent in a booming economy, 11.5 percent in a normal economy, and 1.8 percent in a recession. The probabilities of an economic boom, normal state, or recession are 6 percent, 85 percent, and 9 percent, respectively. What is the expected rate of return on this stock?

A. 8.96 percent

B. 9.63 percent

C. 9.50 percent

D. 10.90 percent

E. 7.57 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

103. Bernard Companies stock has an expected return of 10.75 percent. The stock is expected to return 13.5 percent in a normal economy and 19.6 percent in a boom. The probabilities of a recession, normal economy, and a boom are 5 percent, 80 percent, and 15 percent, respectively. What is the expected return if the economy is in a recession?

A. -59.80 percent

B. -42.77 percent

C. –68.20 percent

D. -36.72 percent

E. -63.76 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

104. Sarina Stable Supply stock has a risk premium of 6.2 percent while the inflation rate is 1.7 percent and the risk-free rate is 3.1 percent. What is the expected return on this stock?

A. 10.2 percent

B. 7.63 percent

C. 9.3 percent

D. 10.9 percent

E. 12.4 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

105. Assume the economy has an 6 percent chance of booming, am 8 percent chance of being recessionary, and being normal the remainder of the time. A stock is expected to return 22.5 percent in a boom, 11.5 percent in a normal economy, and -8 percent in a recession. What is the expected rate of return on this stock?

A. 5.5 percent

B. 9.15 percent

C. 6.69 percent

D. 10.60 percent

E. 10.38 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-01 Calculate expected returns.

Section: 11.1 Expected Returns and Variances

Topic: Expected return

106. A stock has a beta of 1.48 and an expected return of 17.3 percent. A risk-free asset currently earns 4.6 percent. If a portfolio of the two assets has a beta of .98, then the weight of the stock must be ___ and the risk-free weight must be___.

A. .56; .44

B. .34; .66

C. .44; .56

D. .66; .34

E. .72; .28

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.6 Systematic Risk and Beta

Topic: Beta

107. A stock has a beta of 0.95, the expected return on the market is 13.25, and the risk-free rate is 3.66. What must the expected return on this stock be?

A. 10.59 percent

B 39.02 percent

C. 14.26 percent

D. 19.86 percent

E. 12.77 percent

AACSB: Analytical Thinking

Accessibility: Keyboard Navigation

Blooms: Remember

Difficulty: 1Easy

Learning Objective: 11-04 Discuss the security market line and the risk-return trade-off.

Section: 11.7 The Security Market Line

Topic: Capital asset pricing model

Document Information

Document Type:
DOCX
Chapter Number:
11
Created Date:
Aug 21, 2025
Chapter Name:
Chapter 11 Risk And Return
Author:
Stephen Ross

Connected Book

Corporate Finance 10e Complete Test Bank

By Stephen Ross

Test Bank General
View Product →

$24.99

100% satisfaction guarantee

Buy Full Test Bank

Benefits

Immediately available after payment
Answers are available after payment
ZIP file includes all related files
Files are in Word format (DOCX)
Check the description to see the contents of each ZIP file
We do not share your information with any third party